Surveillance Analyst

Summary

This position is located in the Surveillance Branch within the Division of Enforcement. The Branch is responsible for the development, management, and evaluation of the Commission's market surveillance program.

Duties

• Conduct in-depth market, trading, economic, statistical, and data analyses of a wide variety of commodity derivatives market data, including futures, options, swaps, digital assets, and prediction markets, along with related cash market products. Analyze trading by individuals and groups of traders in relation to price movements, price relationships, open interest, and volume of trading, applying sophisticated economic and statistical techniques to determine whether such activity represents basic supply and demand forces or potential artificial market disruption. Analyze elements of proof in market abuse and market/price manipulation cases, evaluate results, and prepare detailed reports incorporating tabular data and graphical data analysis for use by Commission Enforcement staff. Build and assist in the development of business intelligence dashboards in tools like Tableau or Allium to drive insights from complex datasets. Participate in the development of software prototypes to advance and automate surveillance techniques in support of the Branch's mission in a rapidly expanding and innovative industry. Strategic and Advisory Duties: Serve as a trusted advisor, translating analytic findings for attorney teams and senior leadership. Guide the successful completion of major projects, including reviewing output from data science professionals and other analysts to support tool development and an increased understanding of covered markets. Support the development of the agency's AI and data analytics strategy.

Key requirements

• U.S. Citizenship
• Background/Security Investigation
• May be required to serve a one-year probationary period
• Selective Service Registration is required for males born after 12/31/1959

Qualifications

CT-13 Level: To qualify for the CT-13 level you must have at least one year of specialized experience equivalent to the next lower grade (GS/CT-12 level). Specialized experience is defined that through which one has gained experience: Expert knowledge of economic and statistical theories and in-depth trading techniques relating market, trading, and economic analysis of commodity derivatives markets including futures. Strong market intuition and quantitative skills. Skills in executing, maintaining, or improving trading strategies. Ability to analyze trading by individuals and groups of traders in relation to price movements, price relationships, open interest, and volume of trading, CT-14 Level: To qualify for the CT-14 level you must have at least one year of specialized experience equivalent to the next lower grade (GS/CT-13 level). Specialized experience is defined that through which one has gained experience: Expert knowledge of economic and statistical theories and in-depth trading techniques relating market, trading, and economic analysis of commodity derivatives markets including futures, options, swaps, or prediction markets, discussing trading and market situations with market participants and trading venues, and identifying trading behaviors and intentions. Ability to work individually or as a member of a team to isolate and/or define critical problem areas and use ingenuity to adapt, extend, or synthesize existing theories, principles, or techniques to carry out difficult analyses Communication skills to clearly convey findings in written and oral form, including graphical information, and the ability to educate and build consensus within a team environment. Ability to interpret and apply the Commission's regulations for economic and statistical analyses. Skills in maintaining or improving automated trading systems. Skills in executing, maintaining, or improving trading strategies.

Education

There is no Education Requirement for the position.